D International ISO Workshop Agreement IWA 46 Ethics and integrity in sport - First edition Guidelines 2024-08 Ethigue et intégrité dans le sport - Lignes directrices Reference number IWA 46:2024(en) @ ISO 2024 IWA 46:2024(en) COPYRIGHT PROTECTED DOCUMENT IS0 2024 All rights reserved. Unless otherwise specified, or required in the context of its implementation, no part of this publication may be reproduced or utilized otherwise in any form or by any means, electronic or mechanical, including photocopying, or posting on the internet or an intranet, without prior written permission. Permission can be requested from either ISO at the address below or Iso's member body in the country of the requester. ISO copyright office CP 401 · Ch. de Blandonnet 8 CH-1214 Vernier, Geneva Phone: +41 22 749 01 11 Email: [email protected] Website: www.iso.org Published in Switzerland @ IS0 2024 - All rights reserved ii IWA 46:2024(en) Contents Page Foreword .V Introduction .vi 1 1 Scope. 2 Normative references. 3 Terms and definitions 6 4 Integration of ethics and integrity principles 4.1 General ..6 4.2 Governance and chain of responsibility .7 4.3 Strategy and planning. ..8 ..8 4.3.1 General 4.3.2 Existing situation and assessment of risk .8 4.3.3 Strategy, objectives and action plan .8 4.4 Evaluation and continual improvement .9 Ethics and integrity in sports organizations. 5 10 5.1 .10 General 5.2 Field of action 1: Democratic principles. .11 5.2.1 General. 11 5.2.2 Democratic principles at governance level .11 5.2.3 Democratic principles in the election process 12 5.2.4 Democratic principles in the exercise of power 13 5.2.5 Monitoring, measuring and corrective actions 14 5.3 Field of action 2: Financial transparency .14 5.3.1 General. .14 5.3.2 Financial transparency at governance level 15 5.3.3 Preventive measures to promote financial transparency .16 5.3.4 Monitoring, checking and corrective measures. .17 5.4 Field of action 3: Anti-corruption.. 18 5.4.1 General... .18 5.4.2 Prevention, detection and management of attempted proven acts of or corruption .18 5.5 Field of action 4: Prevention of conflicts of interest 22 5.5.1 General 22 5.5.2 Prevention, detection and management of conflicts of interest at governance 23 level Field of action 5: Whistleblowing 5.6 25 5.6.1 25 General 5.6.2 Whistleblowing principles at governance level 26 5.6.3 .27 Actions to facilitate and encourage whistleblowing 5.6.4 Monitoring, detection and corrective action 28 Ethics and integrity in sports competitions. 28 6 6.1 28 General Field of action 6: Manipulation of sports competitions. 6.2 29 6.2.1 29 General 6.2.2 Managing risks at governance level 29 Preventive measures 6.2.3 30 Monitoring, detecting and addressing risks 31 6.2.4 Field of action 7: Anti-doping. .32 6.3 32 6.3.1 General. 6.3.2 Anti-doping principles at governance level 33 6.3.3 Preventive measures 33 35 6.3.4 Anti-doping controls. 6.3.5 Monitoring, reporting and corrective action 35 6.4 Field of action 8: Mechanical and technological fraud 36 @ IS0 2024 - All rights reserved iii